|
EQUABLE ASCENT FINANCIAL, LLC 401(K) AND PROFIT SHARING PLAN
|
2012
|
364360604
|
2013-07-12
|
EQUABLE ASCENT FINANCIAL, LLC
|
170
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2006-10-19
|
| Business code |
522298
|
| Sponsor’s telephone number |
8475097800
|
| Plan sponsor’s mailing address |
1120 LAKE COOK ROAD, SUITE B, BUFFALO GROVE, IL, 60089
|
| Plan sponsor’s
address |
1120 LAKE COOK ROAD, SUITE B, BUFFALO GROVE, IL, 60089
|
Plan administrator’s name and address
| Administrator’s EIN |
364360604 |
| Plan administrator’s name |
EQUABLE ASCENT FINANCIAL, LLC |
| Plan administrator’s
address |
1120 LAKE COOK ROAD, SUITE B, BUFFALO GROVE, IL, 60089 |
| Administrator’s telephone number |
8475097800 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
0 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-07-12 |
| Name of individual signing |
CHARMY SHAH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
EQUABLE ASCENT FINANCIAL, LLC 401(K) AND PROFIT SHARING PLAN
|
2011
|
364360604
|
2012-06-18
|
EQUABLE ASCENT FINANCIAL, LLC
|
212
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2006-10-19
|
| Business code |
522298
|
| Sponsor’s telephone number |
8475097800
|
| Plan sponsor’s mailing address |
1120 LAKE COOK ROAD, SUITE B, BUFFALO GROVE, IL, 60089
|
| Plan sponsor’s
address |
1120 LAKE COOK ROAD, SUITE B, BUFFALO GROVE, IL, 60089
|
Plan administrator’s name and address
| Administrator’s EIN |
364360604 |
| Plan administrator’s name |
EQUABLE ASCENT FINANCIAL, LLC |
| Plan administrator’s
address |
1120 LAKE COOK ROAD, SUITE B, BUFFALO GROVE, IL, 60089 |
| Administrator’s telephone number |
8475097800 |
Number of participants as of the end of the plan year
| Active participants |
151 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
17 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
2 |
| Number of
participants
with
account balances as of the end of the plan year |
81 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-06-18 |
| Name of individual signing |
CHARMY SHAH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
EQUABLE ASCENT FINANCIAL, LLC 401(K) AND PROFIT SHARING PLAN
|
2010
|
364360604
|
2011-10-06
|
EQUABLE ASCENT FINANCIAL, LLC
|
244
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2006-10-19
|
| Business code |
522298
|
| Sponsor’s telephone number |
8475097800
|
| Plan sponsor’s mailing address |
1120 LAKE COOK ROAD, SUITE B, BUFFALO GROVE, IL, 60089
|
| Plan sponsor’s
address |
1120 LAKE COOK ROAD, SUITE B, BUFFALO GROVE, IL, 60089
|
Plan administrator’s name and address
| Administrator’s EIN |
364360604 |
| Plan administrator’s name |
EQUABLE ASCENT FINANCIAL, LLC |
| Plan administrator’s
address |
1120 LAKE COOK ROAD, SUITE B, BUFFALO GROVE, IL, 60089 |
| Administrator’s telephone number |
8475097800 |
Number of participants as of the end of the plan year
| Active participants |
168 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
43 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
| Number of
participants
with
account balances as of the end of the plan year |
102 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
4 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-06 |
| Name of individual signing |
RYAN KASTEN |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
EQUABLE ASCENT FINANCIAL, LLC 401(K) AND PROFIT SHARING PLAN
|
2009
|
364360604
|
2010-10-13
|
EQUABLE ASCENT FINANCIAL, LLC
|
271
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2006-10-19
|
| Business code |
522298
|
| Sponsor’s telephone number |
8475097800
|
| Plan sponsor’s mailing address |
1120 LAKE COOK ROAD, SUITE B, BUFFALO GROVE, IL, 60089
|
| Plan sponsor’s
address |
1120 LAKE COOK ROAD, SUITE B, BUFFALO GROVE, IL, 60089
|
Plan administrator’s name and address
| Administrator’s EIN |
364360604 |
| Plan administrator’s name |
EQUABLE ASCENT FINANCIAL, LLC |
| Plan administrator’s
address |
1120 LAKE COOK ROAD, SUITE B, BUFFALO GROVE, IL, 60089 |
| Administrator’s telephone number |
8475097800 |
Number of participants as of the end of the plan year
| Active participants |
189 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
54 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
| Number of
participants
with
account balances as of the end of the plan year |
117 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
7 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-13 |
| Name of individual signing |
RYAN KASTEN |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2010-10-13 |
| Name of individual signing |
JENNIFER USON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
