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  5. SG CAP TRADING, LLC

SG CAP TRADING, LLC

Company Details

Entity Name: SG CAP TRADING, LLC
Jurisdiction: Illinois
Entity Type: Limited Liability Company
Status: Goodstanding
Date Formed: 23 Jan 2006
Company Number: LLC_01740954
File Number: 01740954
Type of Management: Manager Managed
Date Status Change: 09 Dec 2024
Expiration Date: 31 Dec 2056
Address 211 W WACKER DR. SUITE 1850, CHICAGO, 60606, IL
Place of Formation: ILLINOIS

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SG CAP TRADING 401(K) PLAN 2023 204255865 2024-05-13 SG CAP TRADING 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 541511
Sponsor’s telephone number 3126248830
Plan sponsor’s address 211 W WACKER DR., SUITE 1850, CHICAGO, IL, 60606

Plan administrator’s name and address
Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 1412 CHAPIN AVENUE, BURLINGAME, CA, 94010
Administrator’s telephone number 8882283491

Signature of
Role Plan administrator
Date 2024-05-13
Name of individual signing QIAN LIU
Valid signature Filed with authorized/valid electronic signature
SG CAP TRADING 401(K) PLAN 2022 204255865 2023-06-15 SG CAP TRADING 24
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 541511
Sponsor’s telephone number 3126248830
Plan sponsor’s address 211 W WACKER DR., SUITE 1850, CHICAGO, IL, 60606

Plan administrator’s name and address
Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 1412 CHAPIN AVENUE, BURLINGAME, CA, 94010
Administrator’s telephone number 8882283491

Signature of
Role Plan administrator
Date 2023-06-15
Name of individual signing CHRISTINE RIMER
Valid signature Filed with authorized/valid electronic signature
SG CAP TRADING 401(K) PLAN 2021 204255865 2022-10-03 SG CAP TRADING 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 541511
Sponsor’s telephone number 3126248830
Plan sponsor’s address 211 W WACKER DR., SUITE 1850, CHICAGO, IL, 60606

Plan administrator’s name and address
Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 1645 E 6TH STREET, SUITE 200, AUSTIN, TX, 78702
Administrator’s telephone number 8882283491

Signature of
Role Plan administrator
Date 2022-09-30
Name of individual signing CHRISTINE RIMER
Valid signature Filed with authorized/valid electronic signature
SG CAP TRADING 401(K) PLAN 2020 204255865 2021-06-11 SG CAP TRADING 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 541511
Sponsor’s telephone number 3126248830
Plan sponsor’s address 211 W WACKER DR., SUITE 1850, CHICAGO, IL, 60606

Plan administrator’s name and address
Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 3050 S DELAWARE ST, #202, SAN MATEO, CA, 94403
Administrator’s telephone number 8882283491

Signature of
Role Plan administrator
Date 2021-06-11
Name of individual signing CAROL HO
Valid signature Filed with authorized/valid electronic signature
SG CAP TRADING LLC 401(K) PLAN 2019 204255865 2020-06-23 SG CAP TRADING LLC 15
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 7738591496
Plan sponsor’s address 211 W WACKER SUITE 1850, CHICAGO, IL, 60606

Signature of
Role Plan administrator
Date 2020-06-23
Name of individual signing ADURAN7605
Valid signature Filed with authorized/valid electronic signature
SG CAP TRADING LLC 401(K) PLAN 2019 204255865 2020-06-30 SG CAP TRADING LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 7738591496
Plan sponsor’s address 211 W WACKER SUITE 1850, CHICAGO, IL, 60606

Signature of
Role Plan administrator
Date 2020-06-30
Name of individual signing AARON DURAN
Valid signature Filed with authorized/valid electronic signature
SG CAP TRADING LLC 401(K) PLAN 2018 204255865 2019-05-30 SG CAP TRADING LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 7738591996
Plan sponsor’s address 9319 BURLINGTON, BROOKFIELD, IL, 60513

Signature of
Role Plan administrator
Date 2019-05-30
Name of individual signing AARON DURAN
Valid signature Filed with authorized/valid electronic signature
SG CAP TRADING LLC 401(K) PLAN 2017 204255865 2018-07-12 SG CAP TRADING LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 7738591996
Plan sponsor’s address 9319 BURLINGTON, BROOKFIELD, IL, 60513

Signature of
Role Plan administrator
Date 2018-07-12
Name of individual signing AARON DURAN
Valid signature Filed with authorized/valid electronic signature
SG CAP TRADING LLC 401(K) PLAN 2016 204255865 2017-06-23 SG CAP TRADING LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 7738591996
Plan sponsor’s address 141 W JACKSON, SUITE 2620, CHICAGO, IL, 60604

Signature of
Role Plan administrator
Date 2017-06-23
Name of individual signing AARON DURAN
Valid signature Filed with authorized/valid electronic signature
SG CAP TRADING LLC 401(K) PLAN 2015 204255865 2016-07-29 SG CAP TRADING LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 7738591996
Plan sponsor’s address 141 W JACKSON, STE 2620, CHICAGO, IL, 60604

Signature of
Role Plan administrator
Date 2016-07-29
Name of individual signing AARON DURAN
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
GERALD M. MILLER, 707 SKOKIE BLVD STE 600, NORTHBROOK, 60062 Agent 2019-12-02

Member

Name and Address Role Account Number
AARON DURAN Member 337788

Managing member

Name and Address Role Account Number
ERIK STROM Managing member 337788

Manager

Name and Address Role Appointment Date
STROM, ERIK, 211 W WACKER DR SUITE 1850, CHICAGO, IL, 60606 Manager 2024-12-09

License

License Type License Number Status License Code License Description Business Activity Date Issued Effective Date Expiration Date
BUSINESS LICENSE 2732659 Issued 1010 Limited Business License 602 - Administrative Commercial Office 2024-10-08 2024-10-16 2026-10-15
BUSINESS LICENSE 2385902 Cancelled 1010 Limited Business License 659 - Financial and Accounting Services 2018-09-10 2018-10-16 2020-10-15
BUSINESS LICENSE 1938116 Cancelled 1010 Limited Business License No data 2014-10-09 2014-10-16 2016-10-15

Related by officers

GERALD M. MILLER, 707 SKOKIE BLVD STE 600, NORTHBROOK, 60062

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Related by address

No related companies by address

Date of last update: 23 Dec 2024

Sources: Illinois Office of the Secretary of State

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