|
ROCK ISLAND SECURITIES, INC. SALARY SAVINGS PLAN
|
2011
|
363769398
|
2012-06-08
|
ROCK ISLAND SECURITIES, INC.
|
3
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1993-01-01
|
| Business code |
523110
|
| Sponsor’s telephone number |
8475599802
|
| Plan sponsor’s mailing address |
2524 COBBLEWOOD DRIVE, NORTHBROOK, IL, 60062
|
| Plan sponsor’s
address |
ROBYN KOLE, 2524 COBBLEWOOD DRIVE, NORTHBROOK, IL, 60062
|
Plan administrator’s name and address
| Administrator’s EIN |
363769398 |
| Plan administrator’s name |
ROCK ISLAND SECURITIES, INC. |
| Plan administrator’s
address |
2524 COBBLEWOOD DRIVE, NORTHBROOK, IL, 60062 |
| Administrator’s telephone number |
8475599802 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
0 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-06-08 |
| Name of individual signing |
ROBYN KOLE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2012-06-08 |
| Name of individual signing |
ROBYN KOLE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ROCK ISLAND SECURITIES, INC. SALARY SAVINGS PLAN
|
2010
|
363769398
|
2011-10-10
|
ROCK ISLAND SECURITIES, INC.
|
4
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1993-01-01
|
| Business code |
523110
|
| Sponsor’s telephone number |
8475599802
|
| Plan sponsor’s mailing address |
2524 COBBLEWOOD DRIVE, NORTHBROOK, IL, 60062
|
| Plan sponsor’s
address |
ROBYN KOLE, 2524 COBBLEWOOD DRIVE, NORTHBROOK, IL, 60062
|
Plan administrator’s name and address
| Administrator’s EIN |
363769398 |
| Plan administrator’s name |
ROCK ISLAND SECURITIES, INC. |
| Plan administrator’s
address |
2524 COBBLEWOOD DRIVE, NORTHBROOK, IL, 60062 |
| Administrator’s telephone number |
8475599802 |
Number of participants as of the end of the plan year
| Active participants |
3 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
3 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-10 |
| Name of individual signing |
ROBYN KOLE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2011-10-10 |
| Name of individual signing |
ROBYN KOLE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ROCK ISLAND SECURITIES, INC. SALARY SAVINGS PLAN
|
2009
|
363769398
|
2010-10-07
|
ROCK ISLAND SECURITIES, INC.
|
5
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1993-01-01
|
| Business code |
523110
|
| Sponsor’s telephone number |
8475599802
|
| Plan sponsor’s mailing address |
2524 COBBLEWOOD DRIVE, NORTHBROOK, IL, 60062
|
| Plan sponsor’s
address |
2524 COBBLEWOOD DRIVE, NORTHBROOK, IL, 60062
|
Plan administrator’s name and address
| Administrator’s EIN |
363769398 |
| Plan administrator’s name |
ROCK ISLAND SECURITIES, INC. |
| Plan administrator’s
address |
2524 COBBLEWOOD DRIVE, NORTHBROOK, IL, 60062 |
| Administrator’s telephone number |
8475599802 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
4 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
4 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-07 |
| Name of individual signing |
ROBYN KOLE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
